Skip to main content
Home

Main navigation

  • HKCGI Home
  • Job openings
Search

Subscribe

      CGJ Categories

      • President’s Message
      • Cover Stories
      • In Focus
      • In Conversation
      • Technical Update
      • Case Note
      • Giving Back
      • GoldenGen Reflections
      • HKCGI News
        • Institute News
        • Student News
        • Bulletin Board

      Menu Mobile

      • Contact Us
      • Job openings
      • HKCGI

      Case Note

      What directors should know about regulators’ disciplinary trends

      Case Note
      What directors should know about regulators’ disciplinary trends

      Jenny WY Yu, Partner, and Raymond NH Chan, Partner, Johnson Stokes & Master, analyse four recent Exchange and SFC disciplinary cases, highlighting a tightening regulatory focus on directors’ accountability, due diligence and internal controls.
      Case Note
      Wednesday | 19 November 2025
      Insider dealing without inside information – shadow trading theory

      Case Note
      Insider dealing without inside information – shadow trading theory

      Case Note
      Wednesday | 21 August 2024
      English High Court blocks derivative action against Shell's directors from climate-change activist shareholder

      Case Note
      English High Court blocks derivative action against Shell's directors from clima…

      Case Note
      Wednesday | 26 July 2023
      Court validates Hong Kong’s No Consent Regime

      Case Note
      Court validates Hong Kong’s No Consent Regime

      Case Note
      Monday | 19 June 2023
      Read More
      CFA confirms SFC's broad powers - Securities and Futures Commission v Tiger Asia Management LLC

      Case Note
      CFA confirms SFC's broad powers - Securities and Futures Commission v Tiger Asia…

      Case Note
      Friday | 5 July 2013
      And the tiger roars! A further analysis that the SFC will not tolerate market misconduct

      Case Note
      And the tiger roars! A further analysis that the SFC will not tolerate market mi…

      Case Note
      Friday | 5 July 2013
      True purpose trumps false trading

      Case Note
      True purpose trumps false trading

      Case Note
      Sunday | 7 October 2012

      Pagination

      • Previous page
      • Page 1
      • Page 2
      • Page 3
      • Page 4
      • Page 5
      • Page 6
      • Page 7
      • Current page 8
      Home

      Footer

      • Contact Us
      • HKCGI

      Subscribe

      © Copyright 2025. The Hong Kong Chartered Governance Institute 香港公司治理公會
      (Incorporated in Hong Kong with limited liability by guarantee). All rights reserved.

      Social

      • Instagram
      • Twitter
      • Linkedin
      • facebook
      • weibo